The AI-generated compliance scores produced by CPH-DealFlo (scored 0–100 across five risk bands) are document completeness and consistency assessments only. They evaluate whether your submitted documents appear to meet common standards for the indicated deal type. They do not constitute:
Always engage qualified securities counsel, a registered broker-dealer, and other appropriate professionals before proceeding with any private placement, capital raise, or investment transaction.
Caudate Putamen Holding Corp® and CPH-DealFlo are not registered as broker-dealers or investment advisers with the SEC, FINRA, or any state securities regulator. We do not facilitate securities transactions, hold investor funds, introduce investors to issuers, or earn transaction-based compensation from deals.
CPH-DealFlo does not hold, manage, direct, transfer, or commingle client or investor funds under any circumstance. All subscription fees are processed by Stripe for platform access only. Commingling investor funds with operating funds is a federal securities violation — we do not and will never engage in this practice.
KYC (Know Your Customer) and KYB (Know Your Business) verification is conducted for platform access purposes only. We verify identity to maintain the integrity of our member community. KYC verification by CPH-DealFlo does not constitute AML compliance certification for securities purposes — issuers must conduct their own investor suitability and AML procedures as required by applicable law.
Our AI system is trained to flag potential issues against common regulatory frameworks including Regulation D (Rules 504, 506(b), 506(c)), Regulation A+, Regulation CF, and general SEC disclosure standards. This does not constitute legal interpretation. Securities laws are complex and jurisdiction-specific. Engage qualified legal counsel for definitive guidance.
CPH-DealFlo and Caudate Putamen Holding Corp® shall not be liable for any regulatory action, investor loss, deal failure, or other outcome arising from reliance on platform-generated assessments. Use of this platform is at your own risk and does not substitute for qualified professional advice.
Compliance inquiries: contact@cphdealflo.com · (929) 752-0033
Caudate Putamen Holding Corp® · Delaware, USA